Compliance Resourcing & Advisory Support
Our team has held senior roles—including MLRO and compliance advisory positions—within regulated firms. We provide interim support that delivers from day one, including SM&CR implementation and internal audit setup grounded in practical experience.
Client Due Diligence & Onboarding
We’ve built and managed onboarding and CDD frameworks in-house. From risk-based onboarding to remediation and EDD, we deliver efficient, compliant processes that reflect real operational needs.
Financial Crime Detection & Reporting
We’ve designed monitoring systems, filed SARs, and supported HMRC MSB audits ourselves. Our controls are tailored to real business risk—because we’ve implemented them under pressure.
Training & Culture
We’ve delivered compliance training inside regulated firms. Our programmes are tailored, effective, and designed to embed a culture of accountability and regulatory awareness across your teams.
Regulatory Authorisations & Compliance Frameworks
Led by professionals who’ve managed authorisations first-hand, we support UK and EU licence applications (CASS, API, EMI, AIF) and provide regulatory guidance across PSRs, MLRs, PSD2, POCA, JMLSG, BSA, CFA, and MSB requirements.
Ongoing Regulatory Compliance & Reporting
We’ve owned regulatory reporting inside regulated firms and implement SM&CR controls with a focus on operational delivery, governance clarity, and alignment to business structure.
Safeguarding & Third-Party Oversight
Our team has designed and overseen safeguarding models for EMI and API firms. We also implement practical third-party oversight frameworks to meet FCA expectations and maintain business continuity.
Customer Protection & Conduct Risk
We bring experience managing complaints functions and conduct oversight. We embed TCF principles through controls that work in real-world operational settings, not just policy documents.
Data Protection & Privacy
Having implemented GDPR frameworks in live environments, we support data mapping, subject rights processes, and regulatory readiness across your data lifecycle.
Financial Crime & Risk Management
We’ve delivered AML/CFT risk assessments, fraud prevention frameworks, and screening programmes from within regulated firms. Our work is grounded in operational insight and tailored to real business models.
Governance, Controls & Resilience
Our team has built financial controls, resilience frameworks, and wind-down plans under regulatory scrutiny. We focus on practical implementation that stands up to both audits and disruption.
Ethics & Emerging Technologies
We’ve run anti-bribery programmes and assessed compliance risks in crypto and DLT environments. Our advice is shaped by first-hand experience navigating innovation within regulatory boundaries.
Regulatory Applications & Authorisations
We’ve led authorisation processes from the inside—guiding firms through pre-application, full submission, and post-submission regulator engagement. Our insight is based on direct experience managing FCA applications end to end.
Governance Frameworks & Compliance Infrastructure
We’ve built governance manuals, compliance registers, and monitoring programmes within regulated firms. Our team also handles Change in Control and VoP processes with a clear view of what regulators expect in practice.
Book a Consultation
It all begins with an idea. Our experts can provide the support you need to breathe life into your ideas, providing the knowledge and experience required to make them a reality.